We are experienced Securities Lawyers engaged in securities disputes, registrations, compliance and litigation.
At Ascent Law, we stands for both investors and companies across the country in FINRA arbitrations. Our goal is to recoup financial investment losses for our customers from broker-dealers and monetary experts. Our customers are generally the victims of protections fraudulence, improper financial investment approaches, misrepresentations, as well as inappropriate account management. Our lawyers can assist you determine if safeties losses were the outcome of unreasonable or unlawful techniques in the brokerage firm market.
Cases prompted behalf of customers consist of suitability, churning, unauthorized trading, breach of fiduciary duty, scams, as well as negligent misrepresentation. However, protections fraudulence could take lots of forms as well as could not be quickly visible. Some advisors put their investors in high threat, high commission products without adequately divulging the threats of those products to their customers. They also engage in churning the account to generate money for themsevles. We have represented clients before NYSE Arbitration panels. A number of these financial investment items could drain client accounts, are typically illiquid, and also can annihilate retirement planning.
We can help you in regards to:
Breach of Fiduciary Duty
Unsuitable Investment Strategy
Churning (excessive trading)
Failure to Supervise
Margin & Securities Backed Loans
Free Consultation with a Securities Lawyer
If you are here, you probably have a securities issue you need help with, call Ascent Law for your free consultation (801) 676-5506. We want to help you.
Ascent Law LLC
8833 S. Redwood Road, Suite C
West Jordan, Utah
84088 United States
Telephone: (801) 676-5506
Spent two years building electric trains for the underprivileged. Spent several years working with carnival rides in New York, NY. Garnered an industry award while analyzing action figures in Tampa, FL.